1. 之前一直納悶為何很多大公司的ADR都是2009年之才有，現在終於知道原因了
2. 即便買到的是unsponsored ADR，也還好，因為該有的都有了(銀行擔保+股息)，對巴班同學而言差異不大，畢竟我們不會去股東會投票
3. The number of unsponsored ADR issues surged after Oct. 10, 2008, when the Securities and Exchange Commission (SEC) amended an exemption applicable to foreign issuers, which allowed them to have their securities traded in the U.S. OTC market without the registration required under Section 12(g) of the SEC Act of 1934.
4. This amendment eliminated the written application and paper submission requirements by providing automatic exemption from Section 12(g) to foreign issuers that met certain conditions. These conditions required the issuer to maintain a listing of its shares in its primary market outside the U.S., and publish electronically in English specified non-U.S. disclosure documents.
5. Since depositary banks were not required to notify the underlying issuers or obtain permission before registering unsponsored ADRs with the SEC, there was a rush to bring these to market, resulting in multiple unsponsored ADRs sometimes being created for the same issuer.

[ 本帖最後由 Curry 於 2018-8-17 12:41 編輯 ]

跟隨老師腳步去轉換
剛打電話到etrade要求轉換(昨天寫信要求轉換~etrade回信只能打電話)費用是20美金+每一股5美分Penny
時間大約一週
供參考(之後再看轉換費用)

請問我按下continue後出現錯誤的訊息，但我輸入的股數與我所擁有的股數相同，請問哪個部分須修正，煩請知道的同學協助，謝謝。


[ 本帖最後由 dreven 於 2018-8-18 08:12 編輯 ]

昨天打電話去firstrade問客服,因為網頁登進去沒有類似可以直接提申請結果他說寄mail給我,收到之後看到有兩個選項

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Dear Valued Customer,

Thank you for choosing Firstrade Securities Inc. Please check the information down below for VLKAY tender offer:

Opt 1:  Exchange 5 Shares of VLKAY for 1 Share in Volkswagen Ordinary Share
When holding this share here, the only way to trade it is by phoning-in, we will need to call-in order.


Opt 2:  Exchange 1 Share of VLKAY for 2 Shares of VWAGY
After 2/11/2019, the Depository (JP Morgan) would liquidate any outstanding shares in VWAGY; at that time, it should be a mandatory liquidation, and subject to the fee of $5.00 per every 100 ADSs sold + $20.00 cable fee.

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請問是要選第一還第二項? 我想要繼續持有,請問有人也是用firstrade的嗎?
請問是ˊ直接回覆mail就是提出申請了嗎? 謝謝

[ 本帖最後由 rex1216 於 2018-8-18 08:21 編輯 ]

to dreven 桑我也遇到跟你一樣的問題
後來昨晚直接打電話，華語客服確認後可用電話協助變更
時間也大概是二週左右

因為需要費用39.
建議summit少2股即可.

請問各位先進，如果轉換需費用，為何不等發放現金後再買新股?還是我miss其他資訊……

Jerry桑所言正確，以目前VWAGY股價15.8元，
VLKAY = 2 VWAGY，應該先去買同額VWAGY，
再等VLKAY退回現金。

沒說會用多少錢把VLKAY賣掉

不好意思, 想follow Michael腳步打去E*TRADE
一直等不到哪個階段可以說speak Chinese耶
步驟1 打002-1-800-387-2331
步驟2 輸入account number
步驟3 要選擇1-5的選項(下單, 股市資料...)
上述步驟都有試著說speak Chinese都沒反應
能否請成功的夥伴幫忙指點一下呢?
感謝各位!

對，客服是說回信給他們告知選項即可

台灣免付費電話:[url=tel:00800-3338-7233]00800-3338-7233[/url]
前面仔細聽 應該會請你按哪個電話鍵(很久沒打了)
等真人客服接通  即可speak Chinese了 哈哈

VLKAY轉換成 VWAGY
費用30美金
供參考